Frequently Asked Questions

To initiate a relationship, first-time clients must provide: a. A signed Service Provision Agreement (SPA). b. Certified copies of passports. c. A certified copy of proof of address issued within the last three months (e.g., utility bill, government ID with address, or bank statements). Additional documentation may be required depending on the jurisdiction.

To fulfill due diligence requirements, the following documents are essential: a. A completed and signed Compliance Form. b. For individual relevant persons: i. Certified copies of passports. ii. Certified proof of address issued within the last three months (e.g., utility bill, government ID with address, or bank statements). c. For corporate relevant persons: i. Certified copy of the latest Memorandum and Articles of Association (or equivalent, including all amendments). ii. Certified copy of the Register of Members and Register of Directors. iii. Certified passport copy and certified proof of address for directors and Ultimate Beneficial Owners (UBOs). Enhanced due diligence is mandatory for high-risk cases or clients.

Clients may be classified as high-risk under Hong Kong’s Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) guidelines based on factors such as geographic location, the nature of business activities, or designation as politically exposed persons (PEPs).